45 Mins

SRA AML Audits Are Escalating: Is Your Firm Next?

The SRA's AML crackdown is in full swing, with fines exceeding £25,000 for some firms. Armed with increased resources, the SRA is ramping up desk-based reviews, onsite visits, and audits across the legal sector. If your firm hasn’t been audited yet, it’s not a question of if, but when.

The good news? You still have time to prepare.

In this must-attend webinar for MLROs Lexsure will uncover the audit process. You will learn practical strategies to get your firm audit-ready, and ensure ongoing compliance in this heightened enforcement landscape. Don’t wait until it’s too late—secure your place now!

Key Topics in this 40 minute webinar include:

• Selection and Pre-Assessment: What triggers a proactive SRA visit, and what to expect during pre-assessment.
• Understanding SRA Communication: What their requests and correspondence look like.
• Common and Costly Misconceptions: The errors most firms make—and how to avoid them.
• Post-Audit Outcomes: What happens after the visit, and the broader implications of adverse findings.
• Technology as a Compliance Ally: How the right tools can reduce risk and demonstrate compliance effectively.