Are You Ready for an SRA Sanctions Audit?
Description
45 Mins

The recent Anti-Money Laundering and Sanctions Data Collection exercise by the regulator has prompted many firms to prepare for an AML audit.

Lexsure is now on notice that between November 2024 and October 2025 the SRA will be undertaking proactive sanctions supervision, i.e. audits.

Faced with the prospect of significant fines, is your firm ready for a Sanctions Compliance Audit?

This insightful and crucial webinar for all conveyancers, and in particular MLROs, will cover the following areas:

  • The SRA’s agenda and commitment to regulate proactively on sanctions compliance
  • Data sharing information that may assist the SRA in selecting a firm for investigation
  • Common misconceptions when it comes to sanctions compliance
  • Practical steps that firms can take to prepare for an audit

Do carry on preparing for an AML audit but DO NOT be blindsided when it comes to Sanctions.

Thu Nov 28, 2024
2:30PM

The price for this webinar is £375.00 + VAT per registrant.

Please Note: Webinars are only available to law firms regulated by CLC or SRA in England and Wales. You must specify the firm that you are working for. Registrations from generic email domains such a gmail.com or btconnect.com will not be accepted. Click here for more info. Regulators, Lenders and Insurers are welcome to book personal webinars by contacting Lexsure directly.